Commodity Futures Modernization Act

Results: 717



#Item
81Financial system / Finance / Futures exchange / Enron / Late-2000s financial crisis / Financial markets / Commodity Futures Modernization Act / Commitments of Traders / Financial economics / Commodity Futures Trading Commission / Futures contract

Exhibit 4 Set forth below are proposed changes to the rule text, with additions represented by underscoring and deletions represented by [bracketing]. CBOE Futures Exchange, LLC Rules ***** CFE Rule 412B. [Reportable Pos

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Source URL: www.sec.gov

Language: English - Date: 2015-02-05 10:34:13
82Financial economics / Corruption / Insider trading / Futures contract / Enron / Commodity Futures Modernization Act / Stock market / Financial system / Economics

25 October 2002 Mr John Kluver Executive Director Corporations and Markets Advisory Committee GPO Box 3967 SYDNEY NSW 2001

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:10:44
83Futures contract / Securities Exchange Act / Financial economics / Financial system / Late-2000s financial crisis / SEC filings / Commodity Futures Modernization Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial regulation / United States securities law / Commodity Futures Trading Commission

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: May 3, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
84Financial markets / Stock market / Securities Exchange Act / Algorithmic trading / Commodity Futures Modernization Act / Cantor Fitzgerald / CX / Automated trading system / Futures exchange / Financial economics / Finance / Investment

RULE ENFORCEMENT REVIEW OF THE CANTOR FINANCIAL FUTURES EXCHANGE I. INTRODUCTION: PURPOSE AND SCOPE The Division of Trading and Markets (“Division”) has completed a rule enforcement

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Source URL: www.cftc.gov

Language: English
85Futures contract / Finance / Derivative / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Financial system

Federal Register / Vol. 65, No[removed]Thursday, June 22, [removed]Proposed Rules restrict qualifying swap transactions to those undertaken as an adjunct of the participant’s line of business. (c) Conclusion. This policy

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Source URL: www.cftc.gov

Language: English
86Financial markets / Futures contract / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity Futures Modernization Act / Futures exchange / Commodity broker / Single-stock futures / Financial economics / Financial system / Finance

[removed]Federal Register / Vol. 67, No[removed]Monday, August 5, [removed]Proposed Rules have a significant economic impact on a substantial number of small entities.

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87Financial regulation / Futures contract / Bureau of Alcohol /  Tobacco /  Firearms and Explosives / Code of Federal Regulations / Commodity Exchange Act / Commodity Futures Modernization Act / United States Department of the Treasury / Financial economics / Financial system / Commodity Futures Trading Commission

[removed]Federal Register / Vol. 67, No[removed]Monday, October 21, [removed]Rules and Regulations Actions Compliance

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Source URL: www.cftc.gov

Language: English
88Futures exchanges / London Metal Exchange / LCH.Clearnet / INATIN / Commodity Futures Modernization Act / Futures contract / Commodity Futures Trading Commission / Open outcry / Securities Exchange Act / Financial economics / Finance / Financial system

CFTC Letter No[removed]March 12, 2001 No-Action Division of Trading and Markets VIA FACSIMILE and U.S. MAIL Alan Whiting

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Source URL: www.cftc.gov

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89Commodity Futures Trading Commission / Chicago Mercantile Exchange / Futures contract / Swap / Securities Exchange Act / Clearing house / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

Chicago Mercantile Exchange Rule Submission, November 9, 2012

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Source URL: www.cftc.gov

Language: English
90Federal Energy Regulatory Commission / PJM Interconnection / Commodity Futures Trading Commission / Regional transmission organization / Natural Gas Act / Electricity market / Midwest Independent Transmission System Operator / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Modernization Act / Electric power / Electric power distribution / Energy

PDF Document

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Source URL: www.cftc.gov

Language: English
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